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Stephen Austin Stapp

Rbc Capital Markets, LLC

St. Petersburg, FL

Odessa, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
FL RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • FL RA
    APPROVED
    Since 2009-10-09

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

Odessa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc St. Petersburg FL 10/2009 Present
Previous Registrations
  • 1993-07-12 → 2009-10-09
    J. B. Hanauer & Co.
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-07
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S65 Uniform Investment Adviser Law Examination
    2002-05-07
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24

View on SEC IAPD

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