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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-20 |
| NY | RA | APPROVED | 2021-03-26 |
| NJ | RA | APPROVED | 2004-03-17 |
Branch Locations
401 East Jackson Street Suite 2350, Tampa, FL 33602 • United States
St. Petersburg, FL • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman, Llc | New York | NY | 02/2004 | 09/2021 |
| Neuberger Berman | St. Petersburg | FL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-20 |
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