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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-07 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Seattle | WA | 08/2024 | Present |
| Mml Investor Services, Llc | Seattle | WA | 08/2024 | Present |
| Subway | Bellingham | WA | 10/2016 | 06/2017 |
| Ginger Palace Pan Asian Restaurant | Seatac | WA | 08/2017 | 03/2018 |
| Chipotle | Renton | WA | 05/2018 | 09/2018 |
| Mod Pizza | Seattle | WA | 09/2018 | 11/2019 |
| Massmutual Life Insurance Co. | Seattle | WA | 11/2019 | 05/2020 |
| Doordash | Seattle | WA | 06/2020 | 06/2021 |
| Pagliacci | Seattle | WA | 09/2021 | 05/2022 |
| Henrybuilt | Seattle | WA | 09/2022 | 05/2023 |
| Humble Pie | Seattle | WA | 08/2023 | 11/2023 |
| Unemployed | Seattle | WA | 05/2022 | 09/2022 |
| Unemployed | Seattle | WA | 05/2023 | 08/2023 |
| Unemployed | Seattle | WA | 11/2023 | 08/2024 |
| Unemployed | Seattle | WA | 06/2021 | 09/2021 |
| Unemployed | Seattle | WA | 03/2018 | 05/2018 |
| Unemployed | Seattle | WA | 05/2017 | 08/2017 |
| Unemployed | Seattle | WA | 08/2015 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-27 |
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