Mark J. Hovanic

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Richmond, VA
• 11/2016 → 10/2019
  Wells Fargo Clearning Services, Llc
  Mclean, VA
• 10/2019 → 04/2021
  Waddell & Reed, Inc
  Zion Crossroads, VA
• 04/2021 → 07/2024
  J.P. Morgan Securities Llc
  Atlanta, GA
• 04/2021 → 07/2024
  Jp Morgan Chase Bank, N.A.
  Atlanta, GA
• 07/2024 → Present
  Oppenheimer & Co. Inc.
  Richmond, VA

Previous Registrations

• 2021-05-06 → 2024-07-05
  J.P. Morgan Securities Llc
  Dunwoody, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Dunwoody, GA
  Canton, GA
  Marietta, GA
  Woodstock, GA
  Lithia Springs, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Douglasville, GA
  Marietta, GA
  Hiram, GA
  Roswell, GA
  Riverdale, GA
  Sandy Springs, GA
  Fayetteville, GA
  Doraville, GA
  Atlanta, GA
  Atlanta, GA
  East Point, GA
  Powder Springs, GA
  Smyrna, GA
  Acworth, GA
  Marietta, GA
  Marietta, GA
  Atlanta, GA
  Atlanta, GA
  Newnan, GA
  Marietta, GA
  Roswell, GA
  Peachtree City, GA
  Kennesaw, GA
  Atlanta, GA
  Acworth, GA
  Alpharetta, GA
  Canton, GA
  Roswell, GA
  Union City, GA
  Dunwoody, GA
  Atlanta, GA
  Atlanta, GA
  Marietta, GA
  Kennesaw, GA
  Roswell, GA
  Atlanta, GA
  Atlanta, GA
  Chamblee, GA
  Kennesaw, GA
  Marietta, GA
  Atlanta, GA
  Atlanta, GA
  Roswell, GA
  East Point, GA
  Kennesaw, GA
  Marietta, GA
  Marietta, GA
  Kennesaw, GA
  Riverdale, GA
  Kennesaw, GA
  Acworth, GA
  Marietta, GA
  Douglasville, GA
  Powder Springs, GA
  Canton, GA
  Marietta, GA
  Woodstock, GA
  Dunwoody, GA
  Alpharetta, GA
  Atlanta, GA
  Acworth, GA
  Roswell, GA
  Fayetteville, GA
  Smyrna, GA
  Hiram, GA
  Roswell, GA
  Marietta, GA
  Marietta, GA
  Union City, GA
  Atlanta, GA
  Atlanta, GA
  Roswell, GA
  Peachtree City, GA
  Newnan, GA
  Canton, GA
  Lithia Springs, GA
  Decatur, GA
  Decatur, GA
  Locust Grove, GA
  Stockbridge, GA
  Mcdonough, GA
  Marietta, GA
  Stockbridge, GA
  Decatur, GA
  Conyers, GA
  Atlanta, GA
  Dunwoody, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Chamblee, GA
  Doraville, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Decatur, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Sandy Springs, GA
  Atlanta, GA
  Decatur, GA
  Atlanta, GA
  Atlanta, GA
  Marietta, GA
  Dunwoody, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2019-11-19 → 2021-04-07
  Waddell & Reed
  Overland Park, KS
  Zion Crossroads, VA
• 2015-07-13 → 2019-10-24
  Wells Fargo Clearing Services, Llc
  Richmond, VA
  Mclean, VA
  Charlotte, NC
  Mclean, VA
  Greenwood Village, CO
• 2015-01-12 → 2015-07-06
  Consolidated Portfolio Review Corp
  Zion Crossroads, VA
  Woodbury, NY
• 2013-01-17 → 2013-02-08
  Cetera Investment Services Llc
  Exton, PA
• 2009-06-01 → 2012-11-01
  Morgan Stanley
  Allentown, PA
  Allentown, PA
• 2006-06-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Allentown, PA
• 1999-08-12 → 2006-07-14
  Ubs Financial Services Inc.
  Kingport, TN

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Other Names

• Mark Joseph Hovanic