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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
KY RA APPROVED 2025-12-24
  • TX RA
    APPROVED
    Since 2026-04-02
  • KY RA
    APPROVED
    Since 2025-12-24

Branch Locations

Owensboro, KY • United States

2425 Frederica St, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Owensboro KY 08/2024 Present
Self-Employed Lawn Care Company Owensboro KY 01/2015 10/2021
Envision Contractors Owensboro KY 04/2022 08/2023
Owensboro Health Business Center Owensboro KY 06/2024 09/2024
University Of Kentucky Lexington KY 08/2020 05/2024
  • 08/2024 → Present
    Owensboro, KY
  • 01/2015 → 10/2021
    Self-Employed Lawn Care Company
    Owensboro, KY
  • 04/2022 → 08/2023
    Envision Contractors
    Owensboro, KY
  • 06/2024 → 09/2024
    Owensboro Health Business Center
    Owensboro, KY
  • 08/2020 → 05/2024
    University Of Kentucky
    Lexington, KY
Other Businesses

Outside Employment; Independence Bank; Financial Advisor; AFIG Financial Advisor; 2425 Frederica St, , Owensboro, KY, 42301; Investment-Related; 04/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-23
  • S66 Uniform Combined State Law Examination
    2025-12-23
Other Names
  • Andrew Riney

View on SEC IAPD

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