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Dalton Christopher Thiem

Principal Advised Services

Charlotte, NC

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-10-21
NC RA APPROVED 2024-10-21
  • IA RA
    APPROVED
    Since 2024-10-21
  • NC RA
    APPROVED
    Since 2024-10-21

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Charlotte NC 07/2024 10/2024
Principal Securities, Inc. Charlotte NC 07/2024 Present
Northern Michigan University Charlotte NC 07/2024 08/2024
Flagstar Bank Marquette MI 12/2022 07/2024
Northern Michigan University Marquette MI 05/2022 12/2022
Northern Michigan University Marquette MI 01/2022 04/2022
Northern Michigan University Marquette MI 08/2020 01/2022
Unemployed Alpena MI 04/2020 01/2021
Mcdonalds Alpena MI 12/2019 01/2020
Northern Michigan University Marquette MI 10/2019 04/2020
Northern Michigan University Marquette MI 08/2019 10/2019
Mcdonalds Alpena MI 10/2016 08/2019
Alpena Community College Alpena MI 08/2016 12/2016
Unemployed Alpena MI 06/2016 10/2016
Principal Advised Services Charlotte NC 10/2024 Present
Principal Life Insurance Company Charlotte NC 10/2024 Present
  • 07/2024 → 10/2024
    Associate Staffing
    Charlotte, NC
  • 07/2024 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 07/2024 → 08/2024
    Northern Michigan University
    Charlotte, NC
  • 12/2022 → 07/2024
    Flagstar Bank
    Marquette, MI
  • 05/2022 → 12/2022
    Northern Michigan University
    Marquette, MI
  • 01/2022 → 04/2022
    Northern Michigan University
    Marquette, MI
  • 08/2020 → 01/2022
    Northern Michigan University
    Marquette, MI
  • 04/2020 → 01/2021
    Unemployed
    Alpena, MI
  • 12/2019 → 01/2020
    Mcdonalds
    Alpena, MI
  • 10/2019 → 04/2020
    Northern Michigan University
    Marquette, MI
  • 08/2019 → 10/2019
    Northern Michigan University
    Marquette, MI
  • 10/2016 → 08/2019
    Mcdonalds
    Alpena, MI
  • 08/2016 → 12/2016
    Alpena Community College
    Alpena, MI
  • 06/2016 → 10/2016
    Unemployed
    Alpena, MI
  • 10/2024 → Present
    Principal Advised Services
    Charlotte, NC
  • 10/2024 → Present
    Principal Life Insurance Company
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-01
  • S66 Uniform Combined State Law Examination
    2024-10-01
Other Names
  • Dalton Christopher Theim
  • Dalton Thiem

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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