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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Distribution Technology | Charlotte | NC | 06/2023 | 08/2023 |
| Student | Charlotte | NC | 10/2013 | 05/2020 |
| Distribution Technology | Charlotte | NC | 06/2020 | 07/2020 |
| Student | Raleigh | NC | 08/2020 | 06/2024 |
| Northwestern Mutual Life Insurance Company | Charlotte | NC | 07/2023 | 07/2023 |
| Associate Staffing | Charlotte | NC | 07/2024 | 10/2024 |
| Cutco Corporation | Charlotte | NC | 08/2018 | 08/2018 |
| Principal Securities Inc | Charlotte | NC | 08/2024 | 10/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2024 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 10/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-02 |
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