Brendan Cole

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-26
TX	RA	APPROVED	2026-02-26

Branch Locations

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Principal Securities, Inc.	Charlotte	NC	07/2024	12/2025
Associate Staffing	Charlotte	NC	07/2024	01/2025
The Hanover Insurance Group	Worcester	MA	08/2022	07/2024
Randstad Usa	Worcester	MA	06/2022	08/2022
Unemployed	Columbia	SC	08/2021	06/2022
Arbella Insurance Group	Quincy	MA	06/2021	08/2021
Unemployed	Columbia	SC	08/2020	06/2021
Bj's Wholesale Club	Deadham	MA	06/2020	08/2020
Lowe's Foods	Columbia	SC	10/2019	03/2020
Petsmart	Braintree	MA	06/2019	08/2019
University Of South Carolina	Columbia	SC	08/2018	05/2022
Axial Biotech Therapeutics	Cambridge	MA	03/2018	08/2018
The Paramount	Boston	MA	04/2016	01/2018
Boston College Highschool	Dorchester	MA	08/2014	04/2018
Principal Advised Services	Charlotte	NC	01/2025	12/2025
Principal Life Insurance	Charlotte	NC	01/2025	12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	01/2026	Present
Unemployed	Quincy	MA	03/2020	06/2020
Unemployed	Columbia	SC	08/2019	10/2019
Unemployed	Quincy	MA	01/2018	03/2018
Bank Of America, N.A.	Charlotte	NC	03/2026	Present

07/2024 → 12/2025

Principal Securities, Inc.

Charlotte, NC
07/2024 → 01/2025

Associate Staffing

Charlotte, NC
08/2022 → 07/2024

The Hanover Insurance Group

Worcester, MA
06/2022 → 08/2022

Randstad Usa

Worcester, MA
08/2021 → 06/2022

Unemployed

Columbia, SC
06/2021 → 08/2021

Arbella Insurance Group

Quincy, MA
08/2020 → 06/2021

Unemployed

Columbia, SC
06/2020 → 08/2020

Bj's Wholesale Club

Deadham, MA
10/2019 → 03/2020

Lowe's Foods

Columbia, SC
06/2019 → 08/2019

Petsmart

Braintree, MA
08/2018 → 05/2022

University Of South Carolina

Columbia, SC
03/2018 → 08/2018

Axial Biotech Therapeutics

Cambridge, MA
04/2016 → 01/2018

The Paramount

Boston, MA
08/2014 → 04/2018

Boston College Highschool

Dorchester, MA
01/2025 → 12/2025

Principal Advised Services

Charlotte, NC
01/2025 → 12/2025

Principal Life Insurance

Charlotte, NC
01/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
03/2020 → 06/2020

Unemployed

Quincy, MA
08/2019 → 10/2019

Unemployed

Columbia, SC
01/2018 → 03/2018

Unemployed

Quincy, MA
03/2026 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-08

Other Firms