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Mark Robert Lookabill

Cwm, LLC

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-14
NE RA APPROVED 2011-07-01
  • TX RA
    APPROVED
    Since 2012-02-14
  • NE RA
    APPROVED
    Since 2011-07-01

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cwm, Llc Omaha NE 06/2011 Present
Cetera Advisor Networks Llc El Segundo CA 01/2017 08/2019
Carson Wealth Omaha NE 06/2011 Present
Lpl Financial, Llc Omaha NE 07/2017 08/2019
  • 06/2011 → Present
    Cwm, Llc
    Omaha, NE
  • 01/2017 → 08/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2011 → Present
    Carson Wealth
    Omaha, NE
  • 07/2017 → 08/2019
    Lpl Financial, Llc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-28
S63 Uniform Securities Agent State Law Examination 2000-08-07
  • S66 Uniform Combined State Law Examination
    2006-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-07
Other Names
  • Mark R Lookabill

View on SEC IAPD

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