Diego Ramirez Dominguez

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-09
FL	RA	APPROVED	2025-01-16
TN	RA	APPROVED	2024-08-15

IL RA
APPROVED

Since 2026-04-09
FL RA
APPROVED

Since 2025-01-16
TN RA
APPROVED

Since 2024-08-15

Branch Locations

600 W Jackson Blvd Suite 1100, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Nashville	TN	08/2024	04/2026
Unemployed	Elgin	IL	07/2024	08/2024
University Of Iowa Financial Aid Office	Iowa City	IA	06/2023	07/2024
University Of Iowa	Iowa City	IA	08/2022	06/2023
Clarios	Geneva	NY	06/2022	08/2022
University Of Iowa	Iowa City	IA	08/2020	06/2022
Unemployed	Elgin	IL	07/2020	08/2020
Caputo's Fresh Market	South Elgin	IL	02/2020	07/2020
South Elgin High School	South Elgin	IL	08/2016	02/2020
Trinity Wealth Securities, Llc	Nashville	FL	05/2025	04/2026
Florida Financial Advisors Dba Tristate Financial Advisors	Chicago	IL	04/2026	Present
Trinity Wealth Securities, Llc	Chicago	IL	04/2026	Present

08/2024 → 04/2026

Florida Financial Advisors Dba Tristate Financial Advisors

Nashville, TN
07/2024 → 08/2024

Unemployed

Elgin, IL
06/2023 → 07/2024

University Of Iowa Financial Aid Office

Iowa City, IA
08/2022 → 06/2023

University Of Iowa

Iowa City, IA
06/2022 → 08/2022

Clarios

Geneva, NY
08/2020 → 06/2022

University Of Iowa

Iowa City, IA
07/2020 → 08/2020

Unemployed

Elgin, IL
02/2020 → 07/2020

Caputo's Fresh Market

South Elgin, IL
08/2016 → 02/2020

South Elgin High School

South Elgin, IL
05/2025 → 04/2026

Trinity Wealth Securities, Llc

Nashville, FL
04/2026 → Present

Florida Financial Advisors Dba Tristate Financial Advisors

Chicago, IL
04/2026 → Present

Trinity Wealth Securities, Llc

Chicago, IL

Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 600 W Jackson Blvd, Suite 1100 Chicago, IL 60661. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 600 W Jackson Blvd, Suite 1100 Chicago, IL 60661. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 600 W Jackson Blvd, Suite 1100 Chicago, IL 60661. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-05-05
S65	Uniform Investment Adviser Law Examination	2024-03-04

S63 Uniform Securities Agent State Law Examination

2025-05-05
S65 Uniform Investment Adviser Law Examination

2024-03-04

Other Names

Diego Ramirez

View on SEC IAPD