Alexander Pirri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-01-06

RI RA
APPROVED

Since 2025-01-06

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	10/2014	Present
Salve Regina University	Newport	RI	09/2016	08/2021

10/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
09/2016 → 08/2021

Salve Regina University

Newport, RI

Other Businesses

I*1237246, Entity Type Entity Charitable, Name of OBA: King Philip Little League Address: BristolRhode Island02809 Investment Related: No Position, Title, Association: Board Member,Director Employee Start Date: 04/22/2023No Hours: 8 weekly No Hours during trading: 0 Duties: Little League Director for Tball and Single A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-03

S66 Uniform Combined State Law Examination

2025-01-03

Other Names

Alex Pirri

View on SEC IAPD