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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-01-06
  • RI RA
    APPROVED
    Since 2025-01-06

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 10/2014 Present
Salve Regina University Newport RI 09/2016 08/2021
Other Businesses

I*1237246, Entity Type Entity Charitable, Name of OBA: King Philip Little League Address: BristolRhode Island02809 Investment Related: No Position, Title, Association: Board Member,Director Employee Start Date: 04/22/2023No Hours: 8 weekly No Hours during trading: 0 Duties: Little League Director for Tball and Single A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03
Other Names
  • Alex Pirri

View on SEC IAPD

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