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Warren Daniell Phillips

Edward Jones

Arlington, WA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-01-12
  • WA RA
    APPROVED
    Since 2007-01-12

Branch Locations

3719 168Th Street Northeast, Arlington, WA 98223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Arlington WA 07/1998 Present
  • 07/1998 → Present
    Edward D. Jones & Co., L.P.
    Arlington, WA
Other Businesses

Investment Property (Condo for our Son) Type of business: Landlord Edmonds, WA Start date: 1/17/2018 Landlord Hours per week: 0 Hours during trading: 0 Maintain property Investment Property Seattle, WA Start date: 6/10/2020 Owner Hours per week: 0 Hours during trading: 0 Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 1998-09-16
  • S66 Uniform Combined State Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    1998-09-16
Other Names
  • Warren Phillips

View on SEC IAPD

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