Rebecca Elizabeth Comstock

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Hot Springs, AR
• 01/2020 → Present
  Raymond James Financial Services, Inc.
  Hot Springs, AR
• 01/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Hot Springs, AR

Previous Registrations

• 2009-10-23 → 2020-02-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hot Springs, AR
  Hot Springs, AR
  Hot Springs, AR
  Germantown, TN
• 2005-03-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Hot Springs, AR
  Hot Springs, AR

Other Businesses

(1) Name of Business: CPWM LLC Address: 216 Arlington Park Terr, Hot Springs, AR, 71901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/09/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: FINANCIAL ADVISOR/ President

Exams

• S66 Uniform Combined State Law Examination
  2005-03-09
• S63 Uniform Securities Agent State Law Examination
  1999-08-11

Other Names

• Beckie Carmichael
• Rebecca Elizabeth Carmichael
• Rebecca Elizabeth Kottraba