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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-02-05 |
| TX | RA | APPROVED | 2020-02-05 |
Branch Locations
2360 Malvern Ave Ste E, Hot Springs, AR 71901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Hot Springs | AR | 10/2009 | 01/2020 |
| Raymond James Financial Services, Inc. | Hot Springs | AR | 01/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Hot Springs | AR | 01/2020 | Present |
(1) Name of Business: CPWM LLC Address: 216 Arlington Park Terr, Hot Springs, AR, 71901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/09/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: FINANCIAL ADVISOR/ President
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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