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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-15
  • TX RA
    APPROVED
    Since 2025-01-15

Branch Locations

6303 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Call Box Dallas TX 10/2014 03/2024
Stifel Frisco TX 07/2024 Present
Unemployed Dallas TX 03/2024 07/2024
  • 10/2014 → 03/2024
    Call Box
    Dallas, TX
  • 07/2024 → Present
    Stifel
    Frisco, TX
  • 03/2024 → 07/2024
    Unemployed
    Dallas, TX
Other Businesses

1. Go Frogs LLC; 6338 Town Hill Lane Dallas TX 75214; Rental property managed under LLC; Owner of LLC; manager of rental property; 03/04/2025; 2 hrs/month; Not during security trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
  • S66 Uniform Combined State Law Examination
    2025-01-14

View on SEC IAPD

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