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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-19 |
| TN | RA | APPROVED | 2025-08-04 |
Branch Locations
640 North Germantown Pkwy, Cordova, TN 38018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Memphis | TN | 08/2024 | Present |
| Regions Bank | Covington | TN | 10/2006 | Present |
| Cetera Investment Advisers Llc | Saint Cloud | MN | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-02 |
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