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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-22 |
Branch Locations
6100 Oak Tree Blvd Suite 390, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage | Independence | OH | 07/2024 | Present |
| Western Southern Life | Independence | OH | 06/2024 | Present |
| Unemployeed | Medina | OH | 05/2022 | 06/2024 |
| Axiom Network Solutions | Seville | OH | 09/2020 | 05/2022 |
| Securitec One Inc | Medina | OH | 09/2018 | 09/2020 |
| Advance Auto Parts | Rocky River | OH | 04/2015 | 09/2018 |
Western Southern Life -NO- Independence, OH - Full Time Financial Representative///Wildlife trapper, removal of nuisance animals, not investment related, 5 hours per month, Fixed fee///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-06 |
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