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Vistafront Partners Inc CRD 307057
$642.0K regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
682 Teton Trail, Frankfort, KY 40601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-01-06 |
| KY | RA | APPROVED | 2020-11-05 |
Branch Locations
682 Teton Trail, Frankfort, KY 40601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia Financial Innovation Corporation | Abingdon | VA | 06/2007 | 12/2016 |
| Self-Employed | Richlands | VA | 10/2004 | Present |
| Vistafront Partners, Inc. | Frankfort | KY | 10/2019 | Present |
AUTHOR I WRITE NOVELS AND PURSUE SELLING THEM ONLINE. NON-INVESTMENT RELATED 5 HOURS PER WEEK, NONE DURING TRADING HOURS. START DATE:2/5/2007
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-27 |
| S66 | Uniform Combined State Law Examination | 2008-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-07 |
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