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Sara Kearns Carlson

J.P. Morgan Securities LLC

Tempe, AZ

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-04
CA RA APPROVED 2026-05-28
  • AZ RA
    APPROVED
    Since 2026-06-04
  • CA RA
    APPROVED
    Since 2026-05-28

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cvs Health Tempe AZ 06/2023 01/2024
J.P. Morgan Securities Llc Tempe AZ 07/2024 Present
Unemployed Phoenix AZ 07/2014 05/2023
Unemployed Phoenix AZ 02/2024 06/2024
  • 06/2023 → 01/2024
    Cvs Health
    Tempe, AZ
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 07/2014 → 05/2023
    Unemployed
    Phoenix, AZ
  • 02/2024 → 06/2024
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
  • S66 Uniform Combined State Law Examination
    2024-10-03
Other Names
  • Sara R Kearns
  • Sara Riley Kearns
  • Sara Kearns
  • Sara Kearns Carlson
  • Sara Carlson

View on SEC IAPD

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