Sergio Mendoza

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 07/2024
  Pharaoun Llc
  Miami, FL
• 11/2015 → 12/2017
  Bequest Inc
  Miami, FL
• 09/2024 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2025 → Present
  Northwestern Mutual Investment Services Llc
  Miami, FL
• 06/2026 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. EARTHPEARLS, LLC, 4665 SW 64TH AVE, MIAMI, , FLORIDA, 33155, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/06/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE OWNER. THIS IS JUST A DIFFERENT SALES CHANNEL (CRUISE SHIPS) FOR MY EXISTING JEWELRY BUSINESS (PHARAOUN). NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-05

Other Names

• Sergio Mendoza