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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-23 |
| AZ | RA | APPROVED | 2026-06-18 |
| CA | RA | APPROVED | 2026-04-06 |
Branch Locations
3 Park Plaza, Floor 3, Irvine, CA 92614 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 07/2024 | Present |
| Recreation And Athletics, Uc Merced | Merced | CA | 10/2021 | 06/2024 |
| Adidas | Ontario | CA | 06/2022 | 08/2022 |
| Unemployed | Mira Loma | CA | 07/2014 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-03 |
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