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Nolan Ernest Brooks

Thrivent Investment Management Inc.

Scottsdale, AZ

CRD 7965349

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
AZ RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2025-01-03
  • AZ RA
    APPROVED
    Since 2024-11-14

Branch Locations

17015 N Scottsdale Rd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Lutheran University Thousand Oaks CA 08/2021 07/2023
Noba Llc Phoenix AZ 12/2020 08/2024
University Of Evansville Evansville IN 08/2019 05/2021
Pinnacle High School Phoenix AZ 08/2015 05/2019
Sherwood Country Club Thousand Oaks CA 06/2022 06/2024
Thrivent Investment Management Inc Scottsdale AZ 08/2024 Present
Thrivent Financial Appleton WI 08/2024 12/2024
Thrivent Financial Appleton WI 12/2024 Present
  • 08/2021 → 07/2023
    California Lutheran University
    Thousand Oaks, CA
  • 12/2020 → 08/2024
    Noba Llc
    Phoenix, AZ
  • 08/2019 → 05/2021
    University Of Evansville
    Evansville, IN
  • 08/2015 → 05/2019
    Pinnacle High School
    Phoenix, AZ
  • 06/2022 → 06/2024
    Sherwood Country Club
    Thousand Oaks, CA
  • 08/2024 → Present
    Scottsdale, AZ
  • 08/2024 → 12/2024
    Thrivent Financial
    Appleton, WI
  • 12/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-09
S63 Uniform Securities Agent State Law Examination 2024-10-24
  • S66 Uniform Combined State Law Examination
    2024-11-09
  • S63 Uniform Securities Agent State Law Examination
    2024-10-24

View on SEC IAPD

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