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Michael Rayfield Alston

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7964965

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-08
TX RA APPROVED_RES 2025-12-04
  • NC RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED_RES
    Since 2025-12-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Charlotte NC 08/2024 07/2025
Ally Financial Inc Charlotte NC 10/2022 07/2024
Democratic Party Durham NC 03/2019 10/2021
Raleigh Rescue Mission Raleigh NC 10/2021 05/2022
H&M Durham NC 08/2018 03/2019
Cvs Durham NC 09/2017 08/2018
Office Depot Charlotte NC 08/2015 10/2017
A Cole Realty Raleigh NC 06/2021 05/2022
Keller Williams Realty Charlotte NC 06/2022 10/2022
Self-Employed Charlotte NC 01/2017 08/2024
Self-Employed Charlotte NC 01/2017 08/2024
Queens Grant High School Matthews NC 08/2013 06/2017
The Vanguard Group, Inc. Charlotte NC 11/2025 Present
Vanguard Marketing Corporation Charlotte NC 11/2025 Present
Vanguard Advisers, Inc. Charlotte NC 11/2025 Present
Unemployed Charlotte NC 07/2025 11/2025
North Carolina Central University Durham NC 08/2017 06/2021
Aunt Connie's House Inc. Harrisburg NC 01/2025 Present
  • 08/2024 → 07/2025
    Charlotte, NC
  • 10/2022 → 07/2024
    Ally Financial Inc
    Charlotte, NC
  • 03/2019 → 10/2021
    Democratic Party
    Durham, NC
  • 10/2021 → 05/2022
    Raleigh Rescue Mission
    Raleigh, NC
  • 08/2018 → 03/2019
    H&M
    Durham, NC
  • 09/2017 → 08/2018
    Cvs
    Durham, NC
  • 08/2015 → 10/2017
    Office Depot
    Charlotte, NC
  • 06/2021 → 05/2022
    A Cole Realty
    Raleigh, NC
  • 06/2022 → 10/2022
    Keller Williams Realty
    Charlotte, NC
  • 01/2017 → 08/2024
    Self-Employed
    Charlotte, NC
  • 01/2017 → 08/2024
    Self-Employed
    Charlotte, NC
  • 08/2013 → 06/2017
    Queens Grant High School
    Matthews, NC
  • 11/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 11/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 11/2025 → Present
    Charlotte, NC
  • 07/2025 → 11/2025
    Unemployed
    Charlotte, NC
  • 08/2017 → 06/2021
    North Carolina Central University
    Durham, NC
  • 01/2025 → Present
    Aunt Connie's House Inc.
    Harrisburg, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: AUNT CONNIE'S HOUSE INC. NON-INVESTMENT-RELATED ADDRESS: HARRISBURG, NC NATURE OF BUSINESS: NON-PROFIT POSITION: FOUNDER & CEO START DATE:01/2025 APPROXIMATE HOURS/MONTH: 70 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MARKETING NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17
Other Names
  • Michael Rayfield Alston
  • Michael R Alston
  • Michael Alston
  • Michael Alston
  • Mike Alston

View on SEC IAPD

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