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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED_RES | 2025-12-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Charlotte | NC | 08/2024 | 07/2025 |
| Ally Financial Inc | Charlotte | NC | 10/2022 | 07/2024 |
| Democratic Party | Durham | NC | 03/2019 | 10/2021 |
| Raleigh Rescue Mission | Raleigh | NC | 10/2021 | 05/2022 |
| H&M | Durham | NC | 08/2018 | 03/2019 |
| Cvs | Durham | NC | 09/2017 | 08/2018 |
| Office Depot | Charlotte | NC | 08/2015 | 10/2017 |
| A Cole Realty | Raleigh | NC | 06/2021 | 05/2022 |
| Keller Williams Realty | Charlotte | NC | 06/2022 | 10/2022 |
| Self-Employed | Charlotte | NC | 01/2017 | 08/2024 |
| Self-Employed | Charlotte | NC | 01/2017 | 08/2024 |
| Queens Grant High School | Matthews | NC | 08/2013 | 06/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | Present |
| Unemployed | Charlotte | NC | 07/2025 | 11/2025 |
| North Carolina Central University | Durham | NC | 08/2017 | 06/2021 |
| Aunt Connie's House Inc. | Harrisburg | NC | 01/2025 | Present |
NAME OF BUSINESS: AUNT CONNIE'S HOUSE INC. NON-INVESTMENT-RELATED ADDRESS: HARRISBURG, NC NATURE OF BUSINESS: NON-PROFIT POSITION: FOUNDER & CEO START DATE:01/2025 APPROXIMATE HOURS/MONTH: 70 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MARKETING NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-17 |
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