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Rodrigo Adrian Vargas-Bravo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greer, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
SC RA APPROVED 2024-11-22
NC RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2025-01-03
  • SC RA
    APPROVED
    Since 2024-11-22
  • NC RA
    APPROVED
    Since 2024-11-06

Branch Locations

1322 W Poinsett St, Greer, SC 29650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2021 Present
Full Time University Education Lima 04/2013 07/2018
Embassy Of Canada To Peru And Bolivia Lima 09/2018 06/2021
Relocated From Lima, Peru To Greenville, Sc, United States Greenville SC 07/2021 09/2021
Job Scouting Lima 08/2018 09/2018
Bank Of America, N.A. Charlotte NC 10/2024 Present
Bank Of America, N.A. Charlotte NC 10/2024 Present
  • 09/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 04/2013 → 07/2018
    Full Time University Education
    Lima
  • 09/2018 → 06/2021
    Embassy Of Canada To Peru And Bolivia
    Lima
  • 07/2021 → 09/2021
    Relocated From Lima, Peru To Greenville, Sc, United States
    Greenville, SC
  • 08/2018 → 09/2018
    Job Scouting
    Lima
  • 10/2024 → Present
    Bank Of America, N.A.
    Charlotte, NC
  • 10/2024 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
  • S66 Uniform Combined State Law Examination
    2024-11-05

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · GREER, SC
WEALTH INTELLIGENTLY NAVIGATED, LLC · GREER, SC
LPL FINANCIAL LLC · GREER, SC
VAN DER NOORD FINANCIAL ADVISORS, INC. · GREER, SC
EDWARD JONES · GREER, SC
MML INVESTORS SERVICES, LLC · Greenville, SC
TRUIST ADVISORY SERVICES, INC. · GREENVILLE, SC
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