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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 09/2012 Present
Macy'S San Antonio TX 11/2018 06/2020
Macy'S San Antonio TX 11/2011 01/2017
Bank Of America, N.A. San Antonio TX 10/2024 Present
Other Businesses

I*1940311, Entity Type: Entity For Profit, Name of OBA: SA Bar Management, Address: San Antonio, Texas, 78232, Investment Related: N, Position, Title, Association: Other, Employee State Date: 45519, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Data Entry as needed, Bar

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-04
  • S66 Uniform Combined State Law Examination
    2024-10-04

View on SEC IAPD

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