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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-06 |
| WI | RA | APPROVED | 2025-11-25 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
2 E Mifflin St, Madison, WI 53703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Madison | WI | 07/2024 | Present |
| Newtonx | New York | NY | 04/2022 | 06/2023 |
| Johnny Delmonico's | Madison | WI | 11/2023 | 07/2024 |
| Al's Place | San Francisco | CA | 08/2018 | 03/2020 |
| University Of California, Berkeley | Berkeley | CA | 08/2019 | 12/2021 |
| Michael Mina | San Francisco | CA | 01/2015 | 02/2017 |
| Berkeley City College | Berkeley | CA | 02/2017 | 08/2019 |
| Unemployed | Verona | WI | 01/2022 | 03/2022 |
| Unemployed | Verona | WI | 07/2023 | 10/2023 |
| Mg-350 Mission | San Francisco, | CA | 06/2018 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-25 |
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