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Abraham Garcia Rivera

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Watsonville, CA

Salinas, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-17
CA RA APPROVED 2024-10-31
  • TX RA
    APPROVED
    Since 2025-01-17
  • CA RA
    APPROVED
    Since 2024-10-31

Branch Locations

567 Main St, Watsonville, CA 95076 • United States

1010 E Alisal Street, Salinas, CA 93905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salinas CA 07/2008 Present
Hartnell College Salinas CA 01/2010 05/2024
Bank Of America, N.A. Salinas CA 08/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
  • S66 Uniform Combined State Law Examination
    2024-10-30

View on SEC IAPD

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