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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
FL RA APPROVED 2024-10-09
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • FL RA
    APPROVED
    Since 2024-10-09

Branch Locations

900 W 49Th St, Hialeah, FL 33012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pembroke Pines FL 07/2024 Present
Bank Of America Pembroke Pines FL 06/2019 07/2024
Pet Supermarket Coconut Grove FL 02/2016 08/2019
Bank Of America, N.A. Pembroke Pines FL 09/2024 Present
  • 07/2024 → Present
    Pembroke Pines, FL
  • 06/2019 → 07/2024
    Bank Of America
    Pembroke Pines, FL
  • 02/2016 → 08/2019
    Pet Supermarket
    Coconut Grove, FL
  • 09/2024 → Present
    Bank Of America, N.A.
    Pembroke Pines, FL
Other Businesses

I*: 1953266 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Hialeah, FL Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/01/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
  • S66 Uniform Combined State Law Examination
    2024-05-22
Other Names
  • Sam Mondelo

View on SEC IAPD

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