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Hung Khanh Ha

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-11
CA RA APPROVED 2024-08-29
  • TX RA
    APPROVED
    Since 2024-09-11
  • CA RA
    APPROVED
    Since 2024-08-29

Branch Locations

2225 Quimby Rd, San Jose, CA 95122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 12/2018 Present
Foothill College Los Altos Hills CA 01/2016 09/2017
Tay Ho Restaurant San Jose CA 09/2017 12/2018
Bank Of America, N.A. San Jose CA 08/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31

View on SEC IAPD

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