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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
WA RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2024-11-12
  • WA RA
    APPROVED
    Since 2024-09-23

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Maple Valley WA 07/2024 Present
Farmers Insurance Issaquah WA 05/2023 05/2024
Svn Cornerstone Commercial Real Estate Spokane WA 08/2023 01/2024
Ten Capital Wealth Advisors Spokane WA 06/2023 07/2023
Gonzaga University Athletics Program Spokane WA 09/2020 05/2024
Oakland Athletics/Athletics Investment Group Llc Oakland CA 03/2018 08/2022
My Neighborhood Handyman Oakland CA 06/2012 12/2023
Oakland Hills Tennis Club Oakland CA 06/2019 08/2020
Catholic Youth Organization Oakland CA 03/2017 05/2019
Trukid Skincare Oakland CA 05/2017 08/2017
Bank Of America, N.A. Maple Valley WA 08/2024 Present
  • 07/2024 → Present
    Maple Valley, WA
  • 05/2023 → 05/2024
    Farmers Insurance
    Issaquah, WA
  • 08/2023 → 01/2024
    Svn Cornerstone Commercial Real Estate
    Spokane, WA
  • 06/2023 → 07/2023
    Ten Capital Wealth Advisors
    Spokane, WA
  • 09/2020 → 05/2024
    Gonzaga University Athletics Program
    Spokane, WA
  • 03/2018 → 08/2022
    Oakland Athletics/Athletics Investment Group Llc
    Oakland, CA
  • 06/2012 → 12/2023
    My Neighborhood Handyman
    Oakland, CA
  • 06/2019 → 08/2020
    Oakland Hills Tennis Club
    Oakland, CA
  • 03/2017 → 05/2019
    Catholic Youth Organization
    Oakland, CA
  • 05/2017 → 08/2017
    Trukid Skincare
    Oakland, CA
  • 08/2024 → Present
    Bank Of America, N.A.
    Maple Valley, WA
Other Businesses

I*2013276Entity Type: Entity Governmental Name of OBA: University of Washington Address: Seattle Washington Investment Related: No Position, Title, Association: Employee Start Date:09/29/2024No Hours: 5 Weekly No Hours during trading:0 Duties: I am applying for a cameraman and broadcasting position with the University of Washington Athletics Program. I will be attending games to film, display graphics, and assist with the broadcasting of the sports teams online and on the big screen. I*: 2285276 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Seattle, WA 98106 Investment Related: No Position, Title, Association: Sole Owner Employee Start Date: 4/2/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-21
  • S66 Uniform Combined State Law Examination
    2024-09-21
Other Names
  • Matthew Benjamin Ratto

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