Evan Patrick Peterson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-11
NJ	RA	APPROVED	2025-02-10

TX RA
APPROVED_RES

Since 2025-02-11
NJ RA
APPROVED

Since 2025-02-10

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2024	Present
Msa Capital Group	New York City	NY	09/2022	06/2024
Ampak Data And Electrical	Staten Island	NY	06/2019	08/2022
Santa Barbara City College	Santa Barbara	CA	08/2017	06/2019
Rumson Country Club	Rumson	NJ	05/2015	08/2017
Red Bank Regional High School	Red Bank	NJ	09/2013	06/2017

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
09/2022 → 06/2024

Msa Capital Group

New York City, NY
06/2019 → 08/2022

Ampak Data And Electrical

Staten Island, NY
08/2017 → 06/2019

Santa Barbara City College

Santa Barbara, CA
05/2015 → 08/2017

Rumson Country Club

Rumson, NJ
09/2013 → 06/2017

Red Bank Regional High School

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-07

S66 Uniform Combined State Law Examination

2025-02-07

View on SEC IAPD