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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-15
CA RA APPROVED 2024-10-14
  • TX RA
    APPROVED_RES
    Since 2024-10-15
  • CA RA
    APPROVED
    Since 2024-10-14

Branch Locations

12028 Se Sunnyside Rd, Clackamas, OR 97015 • United States

3967 Ne Sandy Blvd, Portland, OR 97232 • United States

10201 Se Washington St, Portland, OR 97216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oregon City OR 10/2021 Present
Centro Cultural Anglo Americano - Ccaa Niteroi 02/2008 12/2016
Extended Travel Las Vegas NV 12/2016 03/2017
Perfume Outlet Las Vegas NV 03/2017 08/2020
Doordash Las Vegas NV 08/2020 12/2020
Dkny Las Vegas NV 12/2020 09/2021
Bank Of America, N.A. Oregon City OR 08/2024 Present
  • 10/2021 → Present
    Oregon City, OR
  • 02/2008 → 12/2016
    Centro Cultural Anglo Americano - Ccaa
    Niteroi
  • 12/2016 → 03/2017
    Extended Travel
    Las Vegas, NV
  • 03/2017 → 08/2020
    Perfume Outlet
    Las Vegas, NV
  • 08/2020 → 12/2020
    Doordash
    Las Vegas, NV
  • 12/2020 → 09/2021
    Dkny
    Las Vegas, NV
  • 08/2024 → Present
    Bank Of America, N.A.
    Oregon City, OR
Other Businesses

Ethereal Essentials - Registered Agent - not investment related - 3250 Top View Ct West Linn OR 97068 - eCommerce. 02/2024 - No hours devoted to the business. I am a registered agent and my name is in the business as a second form of contact. Business is entirely managed by my partner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-11
  • S66 Uniform Combined State Law Examination
    2024-06-11
Other Names
  • Raquel Goncalves Pires
  • Raquel G Pires

View on SEC IAPD

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