Joseph Christopher Smith

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2022
  Instructure
  Salt Lake City, UT
• 01/2022 → 12/2022
  Spiff
  Sandy, UT
• 12/2022 → 07/2024
  Learnupon
  Salt Lake City, UT
• 07/2024 → 08/2024
  Na
  South Weber, UT
• 09/2024 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2025 → Present
  Northwestern Mutual Investment Services Llc
  Farmington, UT

Exams

• S66 Uniform Combined State Law Examination
  2026-04-06

Other Names

• Chris Smith