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Leda Joan Ozmen

Oppenheimer & Co. Inc.

Los Angeles, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-19
  • TX RA
    APPROVED
    Since 2017-04-19

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burbank CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Burbank CA 11/2016 04/2017
Oppenheimer & Co. Inc. Los Angeles CA 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-30
  • S63 Uniform Securities Agent State Law Examination
    2011-03-30
Other Names
  • Ozmen

View on SEC IAPD

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