Mark Jonathan Roberts

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-09-11
ME	RA	APPROVED	2024-07-30

NH RA
APPROVED

Since 2024-09-11
ME RA
APPROVED

Since 2024-07-30

Branch Locations

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Of Maine - Office Of State Fire Marshal	Augusta	ME	10/2008	Present
Self-Employed Independent Insurance Agent	Scarborough	ME	05/2022	Present
Retire Me Info, Llc	Scarborough	ME	09/2023	Present

10/2008 → Present

State Of Maine - Office Of State Fire Marshal

Augusta, ME
05/2022 → Present

Self-Employed Independent Insurance Agent

Scarborough, ME
09/2023 → Present

Retire Me Info, Llc

Scarborough, ME

Other Businesses

09/2023 - Retire ME Info, LLC - retirement plan education and life insurance sales - 100% - Scarborough, ME - not investment related 10/2008 - State of Maine - Office of State Fire Marshall - Senior Fire Investigator - Scarborough, ME - not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-04

S65 Uniform Investment Adviser Law Examination

2024-03-04

Other Names

Mark Roberts

View on SEC IAPD