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James August Rohrer

Mml Investors Services, LLC

Atlanta, GA

CRD 7964295

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-18
  • GA RA
    APPROVED
    Since 2025-12-18

Branch Locations

7000 Peachtree Dunwoody Road Bldg 12 Suite 200, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flying Pizza Centerville OH 06/2016 07/2019
Whole Foods Centerville OH 07/2019 05/2021
Avs Underwriting Kennesaw GA 06/2021 06/2022
Earth Wall Products Smyrna GA 06/2022 06/2024
Kennesaw State University Kennesaw GA 08/2021 05/2024
Mml Investors Services, Llc Atlanta GA 07/2024 Present
Centerville Highschool Centerville OH 08/2014 06/2018
Sinclair Community College Centerville GA 08/2018 05/2021
Massmutual Life Insurance Company Atlanta GA 03/2025 Present
  • 06/2016 → 07/2019
    Flying Pizza
    Centerville, OH
  • 07/2019 → 05/2021
    Whole Foods
    Centerville, OH
  • 06/2021 → 06/2022
    Avs Underwriting
    Kennesaw, GA
  • 06/2022 → 06/2024
    Earth Wall Products
    Smyrna, GA
  • 08/2021 → 05/2024
    Kennesaw State University
    Kennesaw, GA
  • 07/2024 → Present
    Atlanta, GA
  • 08/2014 → 06/2018
    Centerville Highschool
    Centerville, OH
  • 08/2018 → 05/2021
    Sinclair Community College
    Centerville, GA
  • 03/2025 → Present
    Massmutual Life Insurance Company
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-15
S63 Uniform Securities Agent State Law Examination 2025-08-20
  • S65 Uniform Investment Adviser Law Examination
    2025-12-15
  • S63 Uniform Securities Agent State Law Examination
    2025-08-20
Other Names
  • James Rohrer

View on SEC IAPD

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