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Samuel Oliver Scott

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-05
CA RA APPROVED 2024-10-14
  • TX RA
    APPROVED
    Since 2024-11-05
  • CA RA
    APPROVED
    Since 2024-10-14

Branch Locations

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 07/2024 Present
Warner Bros. Discovery Culver City CA 02/2022 07/2024
Nbcuniversal Media, Llc Universal City CA 10/2012 06/2019
Nbcuniversal Media, Llc Universal City CA 09/2019 02/2020
Unemployed Los Angeles CA 07/2019 08/2019
Line By Line Media Inc North Hollywood CA 03/2020 04/2020
Unemployed Los Angeles CA 01/2022 01/2022
Rock Shrimp Productions Ny, Llc New York NY 10/2021 12/2021
Unemployed Los Angeles CA 12/2020 05/2021
Unemployed Los Angeles CA 05/2020 08/2020
Line By Line Media Inc North Hollywood CA 09/2020 11/2020
Lock And Key Productions North Hollywood CA 06/2021 09/2021
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 02/2022 → 07/2024
    Warner Bros. Discovery
    Culver City, CA
  • 10/2012 → 06/2019
    Nbcuniversal Media, Llc
    Universal City, CA
  • 09/2019 → 02/2020
    Nbcuniversal Media, Llc
    Universal City, CA
  • 07/2019 → 08/2019
    Unemployed
    Los Angeles, CA
  • 03/2020 → 04/2020
    Line By Line Media Inc
    North Hollywood, CA
  • 01/2022 → 01/2022
    Unemployed
    Los Angeles, CA
  • 10/2021 → 12/2021
    Rock Shrimp Productions Ny, Llc
    New York, NY
  • 12/2020 → 05/2021
    Unemployed
    Los Angeles, CA
  • 05/2020 → 08/2020
    Unemployed
    Los Angeles, CA
  • 09/2020 → 11/2020
    Line By Line Media Inc
    North Hollywood, CA
  • 06/2021 → 09/2021
    Lock And Key Productions
    North Hollywood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Samuel Scott
  • Sam Scott

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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