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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-06 |
| GA | RA | APPROVED | 2024-10-15 |
Branch Locations
315 Hawthorne Ln Hawthorne Professional Park, Athens, GA 30606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Athens | GA | 07/2024 | Present |
| University Of Kansas | Lawrence | KS | 08/2019 | 07/2024 |
| University Of Kansas | Lawrence | KS | 08/2018 | 08/2019 |
| Self-Employment | Athens | GA | 01/2022 | 05/2024 |
| Trumpet Behavioral Health | Lakewood | CO | 07/2018 | 05/2019 |
| Trumpet Behavioral Health | Northglenn | CO | 08/2017 | 07/2018 |
| University Of Kansas | Lawrence | KS | 08/2015 | 07/2017 |
TRANSLINGUAL FUNCTION COMMUNICATION; NOT INV RELATED; LONDON, UK;COMMUNICATIONS TRAINING; ARTICLE PUBLICATION; START DATE 06/23/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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