Karsten Stephen Appel

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 10/2024
  Equitable Advisors, Llc.
  New York, NY
• 08/2019 → 05/2020
  Colorado State University
  Fort Collins, CO
• 01/2021 → 05/2024
  Stony Brook University
  Stony Brook, NY
• 09/2016 → 05/2019
  Saint Anthonys High School
  South Huntington, NY
• 06/2024 → 07/2024
  Unemployed
  Locust Valley, NY
• 06/2020 → 12/2020
  Unemployed
  Locust Valley, NY
• 02/2025 → Present
  Aegis Capital Corp.
  Melville, NY
• 11/2024 → 02/2025
  Unemployed
  Locust Valley, NY

Previous Registrations

• 2024-08-12 → 2024-10-25
  Equitable Advisors, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-05-25

Other Names

• Karsten Stephen Appel
• Karsten Appel