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Karsten Stephen Appel

Aegis Capital Corp.

Melville, NY

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-25
  • NY RA
    APPROVED
    Since 2025-02-25

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 07/2024 10/2024
Colorado State University Fort Collins CO 08/2019 05/2020
Stony Brook University Stony Brook NY 01/2021 05/2024
Saint Anthonys High School South Huntington NY 09/2016 05/2019
Unemployed Locust Valley NY 06/2024 07/2024
Unemployed Locust Valley NY 06/2020 12/2020
Aegis Capital Corp. Melville NY 02/2025 Present
Unemployed Locust Valley NY 11/2024 02/2025
  • 07/2024 → 10/2024
    Equitable Advisors, Llc.
    New York, NY
  • 08/2019 → 05/2020
    Colorado State University
    Fort Collins, CO
  • 01/2021 → 05/2024
    Stony Brook University
    Stony Brook, NY
  • 09/2016 → 05/2019
    Saint Anthonys High School
    South Huntington, NY
  • 06/2024 → 07/2024
    Unemployed
    Locust Valley, NY
  • 06/2020 → 12/2020
    Unemployed
    Locust Valley, NY
  • 02/2025 → Present
    Aegis Capital Corp.
    Melville, NY
  • 11/2024 → 02/2025
    Unemployed
    Locust Valley, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-25
  • S66 Uniform Combined State Law Examination
    2024-05-25
Other Names
  • Karsten Stephen Appel
  • Karsten Appel

View on SEC IAPD

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Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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