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Christopher Michael Cowan-Banker

Wells Fargo Clearing Services, LLC

Knoxville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-03
TN RA APPROVED 2024-10-14
  • TX RA
    APPROVED
    Since 2024-12-03
  • TN RA
    APPROVED
    Since 2024-10-14

Branch Locations

265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Knoxville TN 07/2024 Present
Ibm Knoxville TN 03/2023 07/2024
Kimberly-Clark Knoxville TN 10/2015 03/2023
Other Businesses

RIVERFRONT GROUP LLC, INV REALTED, KNOXVILLE, TN, 34% OWNERSHIP, START 6/21/21, 5 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY AND PROPERTY MANAGEMENT; GOVERNORS ROW HOA, NOT INV RELATED, KNOXVILLE, TN, PRESIDENT, START 1/1/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, ANNUAL MEETING AND BUDGET REVIEWS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
  • S66 Uniform Combined State Law Examination
    2024-10-12
Other Names
  • Christopher Michael Cowan-Banker
  • Christopher Micha Cowan-Banker

View on SEC IAPD

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