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Nicholas S Gullace

Rbc Capital Markets, LLC

Florham Park, NJ

Livingston, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-09
  • NJ RA
    APPROVED
    Since 2026-03-09

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Livingston, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mizuho Shared Services New York NY 08/2024 10/2025
Corient Private Wealth Morristown NJ 06/2023 08/2024
Usi Insurance Florham Park NJ 06/2022 08/2022
Hobart & William Smith Colleges Geneva NY 08/2020 05/2024
Seton Hall Prep School West Orange NJ 09/2016 05/2020
Rbc Capital Markets, Llc Florham Park NJ 10/2025 Present
  • 08/2024 → 10/2025
    Mizuho Shared Services
    New York, NY
  • 06/2023 → 08/2024
    Corient Private Wealth
    Morristown, NJ
  • 06/2022 → 08/2022
    Usi Insurance
    Florham Park, NJ
  • 08/2020 → 05/2024
    Hobart & William Smith Colleges
    Geneva, NY
  • 09/2016 → 05/2020
    Seton Hall Prep School
    West Orange, NJ
  • 10/2025 → Present
    Rbc Capital Markets, Llc
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2025-05-03
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2025-05-03
Other Names
  • Nicholas Gullace

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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