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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
MO RA APPROVED 2024-11-22
  • TX RA
    APPROVED
    Since 2025-01-14
  • MO RA
    APPROVED
    Since 2024-11-22

Branch Locations

11132 S Towne Square Suite 102, St Louis, MO 63123-7818 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2024 Present
Unemployed Saint Louis MO 01/2024 08/2024
Saint James Winery Saint James MO 09/2022 01/2024
Disaronno International Somerset NJ 07/2020 09/2022
Sazerac New Orleans LA 02/2016 07/2020
  • 08/2024 → Present
    St Louis, MO
  • 01/2024 → 08/2024
    Unemployed
    Saint Louis, MO
  • 09/2022 → 01/2024
    Saint James Winery
    Saint James, MO
  • 07/2020 → 09/2022
    Disaronno International
    Somerset, NJ
  • 02/2016 → 07/2020
    Sazerac
    New Orleans, LA
Other Businesses

Rental Property Saint Louis, MO Start date: 6/20/2008 Owner Hours per week: 0 Hours during trading: 0 Desc: This rental property is our carriage house, which is located at the same address as our primary residence. We have had 4 different tenants over the course of 17 years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-13
  • S66 Uniform Combined State Law Examination
    2024-11-13
Other Names
  • Mark A Bates

View on SEC IAPD

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