Benjamin Baker

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-03
MO	RA	APPROVED	2024-09-25

TX RA
APPROVED

Since 2024-12-03
MO RA
APPROVED

Since 2024-09-25

Branch Locations

955 Executive Pkwy Suite 105, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2024	Present
Nisa Investment Advisors	Clayton	MO	01/2018	08/2024
University Of Missouri	Columbia	MO	08/2017	12/2017
Nisa Investment Advisors	Clayton	MO	06/2017	08/2017
University Of Missouri	Columbia	MO	08/2016	05/2017

08/2024 → Present

Edward Jones

St Louis, MO
01/2018 → 08/2024

Nisa Investment Advisors

Clayton, MO
08/2017 → 12/2017

University Of Missouri

Columbia, MO
06/2017 → 08/2017

Nisa Investment Advisors

Clayton, MO
08/2016 → 05/2017

University Of Missouri

Columbia, MO

Other Businesses

BFV LLC Type: Online Retail Date: 01/29/19 Title: Owner Trad Hrs: 0 Tot Hrs: 1 Desc: Manage inventory and remain in good standing with Amazon selling platform. City-State: Wildwood MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-22

S66 Uniform Combined State Law Examination

2024-03-22

Other Names

Ben Baker
Benjamin P Baker
Benjamin Patrick Baker

View on SEC IAPD