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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-19
CA RA APPROVED 2024-12-09
  • TX RA
    APPROVED
    Since 2025-02-19
  • CA RA
    APPROVED
    Since 2024-12-09

Branch Locations

Lomita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wescom Central Credit Union Pasadena CA 10/2004 03/2022
Riz Management Inc Lomita CA 01/2019 12/2024
Thrivent Investment Management Inc. Lomita CA 08/2024 Present
Thrivent Financial Appleton WI 10/2024 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 10/2004 → 03/2022
    Wescom Central Credit Union
    Pasadena, CA
  • 01/2019 → 12/2024
    Riz Management Inc
    Lomita, CA
  • 08/2024 → Present
    Lomita, CA
  • 10/2024 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

JMN DWELLINGS LLC POSITION: Owner NATURE: Rental property in Arkansas which is held in our LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2022 ADDRESS: 2456 Easy Ave, Long Beach CA 90810, United States DESCRIPTION: Collect rental income. We have a property manager who handles the day to day operations. NOTARY PUBLIC POSITION: Notary Public NATURE: I will be conducting Notaries for Escrow companies in California. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2026 ADDRESS: 26230 Western Ave, Lomita CA 90717, United States DESCRIPTION: When escrow companies need a notary public to sign documents they will contract me out to notarize them for their clients. PRVRBS 16 THREE LLC POSITION: Owner NATURE: This is an LLC that holds our rental properties in Arkansas. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2018 ADDRESS: 2456 Easy Ave, Long Beach CA 90810, United States DESCRIPTION: Collect rental income. We have a Property manager who handles all of the day to day operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
  • S66 Uniform Combined State Law Examination
    2024-12-06

View on SEC IAPD

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