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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-08-22
  • PA RA
    APPROVED
    Since 2002-08-22

Branch Locations

205 Granite Run Drive Suite 230, Lancaster, PA 17601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Karr Barth Financial Planning, Inc. Bala Cynwyd PA 10/2010 02/2021
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
  • 10/2010 → 02/2021
    Karr Barth Financial Planning, Inc.
    Bala Cynwyd, PA
  • 09/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/1999 → Present
    New York, NY
Previous Registrations
  • 2010-10-27 → 2020-12-31
    Karr Barth Financial Planning, Inc.
    Lancaster, PA
    Bala Cynwyd, PA
    Bala Cynwyd, PA
Other Businesses

1) USING JLAUER2@STAR-ADVISORS.COM TO CONDUCT EQUITABLE BUSINESS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1999-06-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-06-05
Other Names
  • John Lauer

View on SEC IAPD

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