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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 07/2024 | 01/2026 |
| Ymca | East Greenbush | NY | 06/2018 | 08/2020 |
| Shoprite | North Greenbush | NY | 12/2020 | 08/2022 |
| Siena College | Loudonville | NY | 05/2022 | 07/2022 |
| General Electric | Schenectady | NY | 05/2023 | 08/2023 |
| Garder-Dickinson School | Troy | NY | 12/2023 | 03/2024 |
| Fish Window Cleaning | Albany | NY | 06/2024 | 09/2024 |
| Siena College | Loudonville | NY | 08/2020 | 05/2025 |
| Averill Park High School | Averill Park | NY | 09/2016 | 06/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
| Capobianco Financial Advisors | Clifton Park | NY | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2004 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CAPOBIANCO FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: CHRIST THE KING CHURCH INVESTMENT RELATED: NO ADDRESS: 20 SUMTER AVE, ALBANY NY 12203 NATURE OF BUSINESS: COMMITTEE START DATE: 9/22/2026 POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I WILL BE HELPING PROVIDE INVESTMENT-RELATED GUIDANCE AND GENERAL FINANCIAL OVERSIGHT AS ONE OF THE MEMBERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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