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Ana Paola De La Parra Goldbaum

J.P. Morgan Securities LLC

Houston, TX

CRD 7962370

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

600 Travis St Floor 60, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 07/2024 Present
J.P. Morgan Securities Llc Houston TX 07/2024 Present
Jpmorgan Chase Bank Na New York NY 06/2023 08/2023
Bbva Mexico City 06/2021 08/2021
Asociacion Gilberto A.C. San Luis Potosi 09/2015 06/2020
University Of Virginia Charlottesville VA 07/2022 05/2024
Unemployed Charlottesville VA 06/2024 06/2024
Unemployed Alvaro Obregon 07/2020 05/2021
Unemployed Ensenada 09/2021 06/2022
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 07/2024 → Present
    Houston, TX
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2021 → 08/2021
    Bbva
    Mexico City
  • 09/2015 → 06/2020
    Asociacion Gilberto A.C.
    San Luis Potosi
  • 07/2022 → 05/2024
    University Of Virginia
    Charlottesville, VA
  • 06/2024 → 06/2024
    Unemployed
    Charlottesville, VA
  • 07/2020 → 05/2021
    Unemployed
    Alvaro Obregon
  • 09/2021 → 06/2022
    Unemployed
    Ensenada
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Ana Paola De La Parra Goldbaum
  • Ana Paola De La Parra
  • Ana Paola De La Parra Goldbaum
  • Anapaola De La Parra Goldbaum

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