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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2024 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 07/2024 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 06/2023 | 08/2023 |
| Bbva | Mexico City | 06/2021 | 08/2021 | |
| Asociacion Gilberto A.C. | San Luis Potosi | 09/2015 | 06/2020 | |
| University Of Virginia | Charlottesville | VA | 07/2022 | 05/2024 |
| Unemployed | Charlottesville | VA | 06/2024 | 06/2024 |
| Unemployed | Alvaro Obregon | 07/2020 | 05/2021 | |
| Unemployed | Ensenada | 09/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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