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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
IL RA APPROVED 2026-06-05
  • TX RA
    APPROVED
    Since 2026-07-10
  • IL RA
    APPROVED
    Since 2026-06-05

Branch Locations

6720 Roosevelt Rd., Oak Park, IL 60304 • United States

2163 N Clybourn Ave, Chicago, IL 60614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Park IL 05/2026 Present
Mml Investors Services, Llc Chicago IL 08/2024 04/2026
Massmutual Life Insurance Company Chicago IL 08/2024 04/2026
Unemployed Chicago IL 06/2024 08/2024
Depaul University Chicago IL 09/2020 06/2024
Cna Insurance Chicago IL 06/2023 09/2023
The Fish Guys St.LOuis Park MN 05/2021 07/2022
Unemployed Chicago IL 06/2020 09/2020
Southwest Highschool Minneapolis MN 08/2016 06/2020
The Waters Senior Living Minneapolis MN 01/2019 06/2019
Carbones Pizza Minneapolis MN 10/2017 09/2018
Lenox Advisors Chicago IL 08/2024 04/2026
Bank Of America, N.A. Oak Park IL 06/2026 Present
  • 05/2026 → Present
    Oak Park, IL
  • 08/2024 → 04/2026
    Chicago, IL
  • 08/2024 → 04/2026
    Massmutual Life Insurance Company
    Chicago, IL
  • 06/2024 → 08/2024
    Unemployed
    Chicago, IL
  • 09/2020 → 06/2024
    Depaul University
    Chicago, IL
  • 06/2023 → 09/2023
    Cna Insurance
    Chicago, IL
  • 05/2021 → 07/2022
    The Fish Guys
    St.LOuis Park, MN
  • 06/2020 → 09/2020
    Unemployed
    Chicago, IL
  • 08/2016 → 06/2020
    Southwest Highschool
    Minneapolis, MN
  • 01/2019 → 06/2019
    The Waters Senior Living
    Minneapolis, MN
  • 10/2017 → 09/2018
    Carbones Pizza
    Minneapolis, MN
  • 08/2024 → 04/2026
    Lenox Advisors
    Chicago, IL
  • 06/2026 → Present
    Bank Of America, N.A.
    Oak Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-16
  • S66 Uniform Combined State Law Examination
    2024-11-16
Other Names
  • Nicholas Malone
  • Nicholas John Malone
  • Nicholas J Malone
  • Nick Malone

View on SEC IAPD

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