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Alicia Buffa

Morgan Stanley

Purchase, NY

CRD 7962071

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-23
  • NY RA
    APPROVED
    Since 2026-01-23

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 09/2024 Present
Nexus Capital Lp Santa Monica CA 06/2023 07/2023
Nexus Capital Lp Santa Monica CA 06/2022 07/2022
Nexus Capital Lp Santa Monica CA 07/2021 08/2021
Eastern Union Funding Brooklyn NY 07/2020 09/2020
College Hempstead NY 05/2019 05/2023
High School Oyster Bay NY 06/2015 05/2019
Masters - College Hempstead NY 08/2023 Present
  • 09/2024 → Present
    Morgan Stanley
    Purchase, NY
  • 06/2023 → 07/2023
    Nexus Capital Lp
    Santa Monica, CA
  • 06/2022 → 07/2022
    Nexus Capital Lp
    Santa Monica, CA
  • 07/2021 → 08/2021
    Nexus Capital Lp
    Santa Monica, CA
  • 07/2020 → 09/2020
    Eastern Union Funding
    Brooklyn, NY
  • 05/2019 → 05/2023
    College
    Hempstead, NY
  • 06/2015 → 05/2019
    High School
    Oyster Bay, NY
  • 08/2023 → Present
    Masters - College
    Hempstead, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
S63 Uniform Securities Agent State Law Examination 2024-10-18
  • S66 Uniform Combined State Law Examination
    2026-01-23
  • S63 Uniform Securities Agent State Law Examination
    2024-10-18

View on SEC IAPD

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