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Elizabeth Ann Gauthier

Riverwater Partners LLC

Milwaukee, WI

CRD 7962021

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Employer firm

Riverwater Partners LLC CRD 283540

$661M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Riverwater Partners Llc

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-19
  • WI RA
    APPROVED
    Since 2024-11-19

Branch Locations

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverwater Partners Milwaukee WI 01/2023 Present
Timbers Bar & Grill St. Germain WI 01/2023 Present
Ohde's Pub & Prime & Tiki Bar St. Germain WI 05/2021 08/2022
Eliason Realty Of The North St. Germain WI 05/2020 08/2022
Cathy's Ice Cream & Candy Shop/Red Canoe Coffee Company St. Germain WI 05/2017 08/2021
Full Time Student N/A WI 07/2014 05/2024
  • 01/2023 → Present
    Riverwater Partners
    Milwaukee, WI
  • 01/2023 → Present
    Timbers Bar & Grill
    St. Germain, WI
  • 05/2021 → 08/2022
    Ohde's Pub & Prime & Tiki Bar
    St. Germain, WI
  • 05/2020 → 08/2022
    Eliason Realty Of The North
    St. Germain, WI
  • 05/2017 → 08/2021
    Cathy's Ice Cream & Candy Shop/Red Canoe Coffee Company
    St. Germain, WI
  • 07/2014 → 05/2024
    Full Time Student
    N/A, WI
Other Businesses

Timbers Bar & Grill; Not investment related; St. Germain, Wisconsin; Food & Drink; Bartender/Server; Bartender/Server; 01/2023; 10 hours per month; 0 hours per month during securities trading hours; serve food and drinks to customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-19
  • S65 Uniform Investment Adviser Law Examination
    2024-11-19

View on SEC IAPD

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