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Gregory Giantsos

LPl Financial LLC

Melville, NY

CRD 7962013

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-03
  • NY RA
    APPROVED
    Since 2024-09-03

Branch Locations

538 Broadhollow Rd, Ste 202, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, Na Forest Hills NY 11/2012 07/2024
Lpl Financial Llc Melville NY 08/2024 Present
  • 11/2012 → 07/2024
    Bank Of America, Na
    Forest Hills, NY
  • 08/2024 → Present
    Lpl Financial Llc
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-01
S65 Uniform Investment Adviser Law Examination 2024-09-03
  • S63 Uniform Securities Agent State Law Examination
    2025-07-01
  • S65 Uniform Investment Adviser Law Examination
    2024-09-03

View on SEC IAPD

Nearby Firms

CLEAR POINT ADVISORS, INC.
APS WEALTH MANAGEMENT, LLC
LI WEALTH MANAGEMENT INC

Nearby Investors

ROBERT LAWRENCE LEVINE
STEVEN CHARLES BRILL
BARRY EVAN DAMPF

Nearby Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY

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