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Gregory Giantsos

LPl Financial LLC

Melville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-03
  • NY RA
    APPROVED
    Since 2024-09-03

Branch Locations

538 Broadhollow Rd, Ste 202, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, Na Forest Hills NY 11/2012 07/2024
Lpl Financial Llc Melville NY 08/2024 Present
  • 11/2012 → 07/2024
    Bank Of America, Na
    Forest Hills, NY
  • 08/2024 → Present
    Lpl Financial Llc
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-01
S65 Uniform Investment Adviser Law Examination 2024-09-03
  • S63 Uniform Securities Agent State Law Examination
    2025-07-01
  • S65 Uniform Investment Adviser Law Examination
    2024-09-03

View on SEC IAPD

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Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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